The SEC has charged two investment advisers, Delphia and Global Predictions, with making "false and misleading" statements ...

Under the direction of Chairman Paul Atkins, the SEC has defined AI-washing as a materially false or misleading statement ...

The Securities and Exchange Commission (SEC) is increasing its scrutiny on artificial intelligence (AI)-related disclosures; therefore, companies must tread carefully as year-end reporting season ...

The U.S. Securities and Exchange Commission (SEC) has issued a subpoena to Goldman Sachs, JPMorgan, Citigroup, and Bank of America for their loans to Situational Awareness, the hedge fund that is ...

The SEC’s crackdown on companies overhyping artificial intelligence to investors is expected to intensify, following recent enforcement actions. Since March, the SEC has accused three companies of AI ...

As AI is transforming various aspects of business operations from customer service automation to advanced risk management models, the Securities and Exchange Commission has been closely following ...

SEC investigation Goldman Sachs JPMorgan Citigroup Bank of America: regulators subpoenaed all four banks over conflicting roles as lenders, margin callers, and deal facilitators in the Situational ...

The Securities and Exchange Commission is investigating Situational Awareness, the Artificial Intelligence-focused hedge fund run by a 24-year-old.

Advisors are often put off by new rules and regulations. But when it comes to generative AI and similar technologies, demand is growing for some sort of guidance from industry watchdogs. "The problem ...

The Future Proof Citywide conference took place from Sunday, March 8, 2026 to Wednesday, March 11, 2026 in Miami Beach, Florida. Regulators including the Securities and Exchange Commission (SEC) are ...

Washington can’t stop talking about artificial intelligence. In finance, the conversation has taken a familiar, ominous turn: fears of AI-driven market bubbles, deceptive corporate hype and algorithms ...

The SEC is increasing its scrutiny on AI-related disclosures; therefore, companies must tread carefully as year-end reporting season approaches. In this article, we address the SEC's expectations for ...