FINRA has fined Apex Clearing Corporation $3.2 million for violations related to its fully paid securities lending program.

Apex Clearing, a subsidiary of Apex Fintech Solutions, stood accused of misleading investors into believing they would ...

Retirees have more mortgage debt than ever before. According to a report from the Joint Center for Housing Studies of Harvard ...

This is FINRA’s first enforcement action for violations of Rule 4330, which established requirements for the borrowing of ...

We believe that fully paid lending is an underutilized line of business for Wilson-Davis. This technology will allow us to capitalize on the hard-to-borrow book for stock lending that is resident ...

A clearing firm agreed to pay $3.2 million and certify that it put in place compliance measures under an agreement with the ...

We believe that fully paid lending is an underutilized line of business for Wilson-Davis. This technology will allow us to capitalize on the hard-to-borrow book for stock lending that is resident ...

WASHINGTON--(BUSINESS WIRE)--FINRA has fined Apex Clearing Corporation $3.2 million for violations related to its fully paid securities lending program. This is the first time FINRA has charged a ...