U.S. Securities and Exchange Commission Robinhood Markets

Robinhood to pay $45 million to settle SEC charges over recordkeeping, other violations

Online trading firm Robinhood has agreed to pay $45 million to settle SEC charges over record keeping, trade reporting and other rule violations.

YAHOO!Finance · 3d

Robinhood Agrees to $45 Million SEC Settlement Over Past Violations

Robinhood Markets, Inc. (NASDAQ:HOOD) shares are trading slightly higher in the premarket session on Tuesday. The U.S. Securities and Exchange Commission (SEC) announced that Robinhood Securities LLC and Robinhood Financial LLC will pay a combined $45 million in civil penalties to settle a series of regulatory violations.

bankingdive · 2d

Robinhood to pay $45M to settle SEC charges

Robinhood Securities will pay $33.5 million and Robinhood Financial will pay $11.5 million to settle a variety of charges, including recordkeeping and cybersecurity violations.

Financial Advisor · 3d

Robinhood To Pay $45 Million To Settle SEC Claims

Two Robinhood units failed to report suspicious activity and preserve communications records, the agency said.

Compliance Week · 3d

Robinhood to pay $45M fine to settle securities law violations by broker-dealers

Robinhood, a disruptive force in the market for Main Street investors but also a serial offender of securities laws, will pay a total of $45 million to settle numerous violations of SEC rules and regulations by two of its broker-dealers.

Stocktwits on MSN14h

Crypto Momentum Drives Robinhood To New High For Fourth Day Running As Retail Sentiment Soars

Robinhood Markets Inc.’s (HOOD) stock jumped by more than 5% in morning trade on Friday to hit an over four-year high of ...

18hon MSN

Why Robinhood Stock Was Rocketing Higher This Week

An investor who purchased Robinhood Markets (NASDAQ: HOOD) stock at the beginning of the week would have been notably richer ...

NBC New York4d

SEC charges Robinhood with securities violations, brokerage to pay $45 million penalty

The Securities and Exchange Commission said two related Robinhood ... our customers want and need to participate in U.S. and global financial markets," Moskowitz said. "We look forward to ...

Robinhood to pay $45M to resolve range of SEC claims

The Securities and Exchange Commission announced that broker-dealers Robinhood (HOOD) Securities LLC and Robinhood Financial LLC have agreed to ...

Why Robinhood Stock Was Moving Higher Today

Shares of Robinhood Markets (NASDAQ: HOOD) were gaining today after the company agreed to pay $45 million to settle claims ...

CoinDesk1d

EToro, Crypto-Friendly Trading Platform, Files for U.S. IPO

The trading platform is seeking a $5 billion valuation and could list as soon as the second quarter of the year.

nftevening16h

Best Crypto Exchanges in the USA for January 2025

Discover the best crypto exchange in USA for 2025 with expert reviews and insights. Find the right platform for your trading ...

Trump’s SEC should be good for Robinhood. The platform’s latest SEC settlement is proof of that.

Robinhood recently announced that it’s agreed to pay $45 million in fines to the U.S. Securities and Exchange Commission.

Some results have been hidden because they may be inaccessible to you

Show inaccessible results