JD Supra

CSA Propose Modernization of Prospectus Filing for Investment Funds

Proposed modernization of certain investment fund prospectus filing rules would extend lapse date to 24 months. CSA also considering introducing base shelf filing for all investment funds. On January ...
Financial Planning

Fund Firms Overwhelmingly Support Prospectus Profile

The mutual fund industry is overwhelmingly in support of prospectus profiles, or short-form prospectuses, a study commissioned by New River and conducted by Forrester Consulting finds. Ninety-five ...
CoinTelegraph

Canadian Investment Firm 3iQ Files Prospectus for Bitcoin Fund

Canadian investment fund manager 3iQ hopes to attract Canadian retail investors with its regulated, publicly-traded Bitcoin (BTC) fund. In a press release on Nov. 28, 3iQ announced that it had filed a ...
New Hampshire Union Leader

'Money $ense': How to read a mutual fund prospectus

THERE ARE A LOT of choices regarding which mutual funds to invest in. Consider that the U.S. has more than 7,400 mutual funds available. It can be overwhelming to choose the one that is best for your ...
JD Supra

SEC Proposes to Transform and Modernize Mutual Fund and ETF Disclosure Framework

On August 5, 2020, the Securities and Exchange Commission (SEC) unanimously approved the release of a proposal (the proposing release) to adopt new Rule 498B under the Securities Act of 1933, as ...
Business Wire

Pioneer High Income Fund, Inc. Filed a Prospectus Supplement to Its “Shelf” Registration Statement

BOSTON--(BUSINESS WIRE)--Pioneer High Income Fund, Inc. (NYSE: PHT), a diversified closed-end fund (the “Fund”), has announced that it filed a prospectus supplement to its “shelf” registration ...